LIMRA LOMA Secure Retirement Institute DOL Fiduciary Rule Symposium Agenda

Tuesday, May 3, 2016

8:30 a.m. - 9:30 a.m. - The Fiduciary Rule: Practical Implications and What You Should Do Now

Marcia S. Wagner - Principal, The Wagner Law Group

9:30 a.m. - 10:30 a.m. - The Future of Distribution

LPL Speaker, TBD

Paul D. Mahan - Senior Vice President, Retirement Consulting Services, Commonwealth Financial Network

10:30 a.m. - 10:45 a.m. - Break

10:45 a.m. - 11:45 a.m. - Global Regulatory Trends: What Can the U.S. Learn from Lessons from Around the Globe

Ranjit Jaswal, Ernst and Young

11:45 a.m. - 12:45 p.m. - Lunch: (With Discussion Tables)

12:45 p.m. - 1:45 p.m. - Compliance and Legal Panel

Maurya C. Keating - Lead Director and Associate General Counsel, AXA Equitable Life Insurance Company

Adam Scaramella, Esq. - Vice President and Corporate Counsel, The Prudential Insurance Company of America

Phyllis Zanghi - Senior Vice President and Associate General Counsel, MetLife

1:45 p.m. - 2:45 p.m. - Finding Opportunities

Christopher Grant McDaniel - Specialist Leader, Deloitte Consulting Insurance Practices

2:45 p.m. - 3:00 p.m. - Wrap up and discussion of LIMRA DOL research/services