The DOL Rule — Back to the Future?

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Skip Edmonds

In 2020, Skip Edmonds joined LL Global to lead its Compliance and Regulatory Services program. In this role, he is responsible for all aspects of LL Global’s Compliance and Regulatory Program. This includes product development, research, strategic networking, and the convening of member companies to resolve complex compliance and regulatory matters.  Edmonds also is responsible for leading the organization’s key strategic initiatives in the regulatory and compliance space, ensuring LL Global is positioned as a key resource for member companies.

With more than 25 years of experience, Edmonds has helped financial services companies strategically navigate the growing complexities in the regulatory space. Most recently, he held the position of chief compliance officer for Prudential’s Workplace Solutions Group, which is comprised of Prudential’s Retirement and  Group Insurance.  

Edmonds holds a Bachelor of Arts degree and a Master of Education, both from the University of Hartford. Edmonds also holds his Series 7 and 24 FINRA General Securities Principal registrations.

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Ben Norquist, CPC

Ben is an industry thought leader who has spearheaded many diverse industry initiatives with long-lasting impact, Ben believes the IRA and defined contribution industry is rapidly approaching a momentous crossroad—one that will reshape not only the federal regulatory framework underpinning the nation’s tax-sheltered retirement savings landscape, but also the fundamental ways in which the financial services industry supports the needs of the nation’s retirement savers and retirees. Ben analyzes retirement industry trends, challenges and opportunities from multiple perspectives to develop and implement successful, real-world solutions.